Our Team
Mike (Michael) Stern, Agent. Recruiter. Founder. Creator. Builder. Board Member
UBS - Founder & Creator - UBS Global Wealth Management
….WM Executive Committee & Global Head of Sales
Jefferies - Founder & Creator, Senior Managing Director - Jefco Wealth & Asset Mgmt, Rates & MM Institutional
Bear Stearns - Senior Managing Director, Global Head of Recruitment & Significant Producer
Oppenheimer - Senior Managing Director & Divisional Head
Prudential - Special Accounts Division - Founding Member, Senior Managing Director & Senior Vice President ….encompassing HNW, International, Corporate Executive Services, Middle Market equities & fixed income
RBC - BDAC advisory committee to senior management
Former Head of Global Sales, Significant Financial Advisor & Manager, “On Wall Street” Top 10 Manager in US
Recruited, Managed (National Sales & branch level), Produced Successfully, constructed complex transactions
Frost Group - Board Member
Lori Marcus, Transitions Specialist, Streamliner, Advisor Therapist
Transferred & transitioned over 200 Advisors
Described as “Advisor Therapist”
20 years experience in Operations & Administration
Wealth Management executive team at Jefferies
Wealth Management executive team at UBS Warburg
Ran Administration at Prudential Special Accounts
Executive Director, Administration, Oppenheimer
Aaron Schildkraut - Technology Transition Guru
IT work for RBC, Jefferies & Oppenheimer
35 years experience with macro & micro support issues
Home office setup specialist
Has experience coordinating directly with BD’s IT desks
Spearheaded upgraded computer & desktop for major broker dealer
Assisted with transition & home setup of major Financial Advisors, including the #1 individual producer at a Top 10 bank
Assisted BD’s with transitions, office tech issues & remote issues, including installations, consultation, networking, wifi, ,mobile devices, tablets, cloud sync, & training