Our Team

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Mike Stern, Agent, Recruiter, Builder & Creator.

  • UBS - Founding Member & Creator of Global Wealth Management

    Executive Committee & Global Head of Sales

  • Jefferies - Founding Member & Creator of Wealth Management, Asset Management, Fixed Income & Middle Markets Institutional

  • Bear Stearns - Global Head of Recruitment & Significant Producer

  • Prudential Special Accounts Division - Founding Member, Senior Managing Director, encompassing HNW, International, Corporate Executives & Middle Markets

  • Oppenheimer - Divisional Head Northeast US & Senior Managing Director

  • RBC - BDAC advisory committee to senior management

  • Former Financial Advisor & Manager, “On Wall Street” Top 10 Manager in US

  • Recruited, Managed (National Sales & branch level), Produced Successfully

Tom Pacilio - Agent & Recruiter

  • Former million dollar producer, Raised over a Billion in AUM

  • Merrill Lynch & Morgan Stanley - Branch Manager, Presidents Club

  • Producing Branch Manager of the Year - Merrill Lynch

  • Developed Process & Successfully Transitioned to own Indy RIA

  • Recruited Significant Teams & Advisors

  • Recruiter, Former Branch Manager, & Former Producer

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Lori Marcus, Transitions Specialist, Streamliner, Advisor Therapist

  • Transferred & transitioned over 200 Advisors

  • Described as “Advisor Therapist”

  • 20 years experience in Operations & Administration

  • Wealth Management executive team at Jefferies

  • Wealth Management executive team at UBS Warburg

  • Ran Administration at Prudential Special Accounts

  • Executive Director, Administration, Oppenheimer

Aaron Schildkraut - Technology Transition Guru

  • IT work for RBC, Jefferies & Oppenheimer

  • 35 years experience with macro & micro support issues

  • Home office setup specialist

  • Has experience coordinating directly with BD’s IT desks

  • Spearheaded upgraded computer & desktop for major broker dealer

  • Assisted with transition & home setup of major Financial Advisors, including the #1 individual producer at a Top 10 bank

  • Assisted BD’s with transitions, office tech issues & remote issues, including installations, consultation, networking, wifi, ,mobile devices, tablets, cloud sync, & training